The 1940 interpretation of investment advice is no longer what it once was. The meaning of conflict has been fundamentally altered as well.
Knut's Views
Polarization and the State of Advice
Dick Wagner (above) wrote for 30 years why the future of advice and planning is bright. That is, if leaders step up to make it so.
Reg BI’s Unhappy Second Birthday
Regulation BI turns 2 on June 30th. What’s to celebrate is not clear. No one seems to support it except those paid to. There is much to question.
Leadership and Character on Memorial Day
Memorial Day honors those who died for our country. Remembering their service is an American tradition. Noting how character development drives officer training should become a tradition in finance.
The SEC’s Misguided Concept of Fiduciary
Knut and Professor Frankel co-authored this piece in advisor perspectives
SEC Staff to Investment Advisors: Fiduciary is “Extraneous”
SEC Staff calling fiduciary status “extraneous” goes against the fiduciary ethic of investment advisors.