Advisors need to step up to enhance and promote Financial Literacy programs
Knut's Views
The Fiduciary is the “Decider”
The DOL ESG rule matters because it affirms that fiduciaries, not politicians, must decide what’s prudent.
Will You be My Fiduciary?
On this Valentine’s Day, let’s reflect on the necessity of trustworthy relationships!
The Death of Tyre Nichols and its Lesson for Advice Regulation
The tragedy of Tyre Nichols emphasizes the necessity of transparency and disclosure not just in law enforcement but also in advice for investors.
Southwest Will Pay for Its Failures, but will Broker-Dealers?
While Southwest faces consequences for their actions will broker dealers share the same fate by failing to comply with Reg BI?
Keeping the Republic… and the Fiduciary Standard
It is up to advisors to uphold the fiduciary standard keep each other to it, as there is little the SEC can do to force it upon them.