Regulation BI turns 2 on June 30th. What’s to celebrate is not clear. No one seems to support it except those paid to. There is much to question.
Knut's Views
Leadership and Character on Memorial Day
Memorial Day honors those who died for our country. Remembering their service is an American tradition. Noting how character development drives officer training should become a tradition in finance.
The SEC’s Misguided Concept of Fiduciary
Knut and Professor Frankel co-authored this piece in advisor perspectives
SEC Staff to Investment Advisors: Fiduciary is “Extraneous”
SEC Staff calling fiduciary status “extraneous” goes against the fiduciary ethic of investment advisors.
The Power of Community
Lauren Hong of Out and About speaks with Knut on the origin of the Institute, starting with support from Jack Bogle and Tamar Frankel.
SEC Charts New Strategy for a Best Interest Standard
The SEC’s new strategy to raise best interest is becoming apparent.
