The future of investor protection hinges largely on who wins the next Presidential election.
Blog
It’s legal to give bad financial advice. New SEC protections may not help much
CNBC profiles the impact of Reg BI on sales, advice, and investors themselves.
Students Worry About Being Corrupted on Wall Street
Knut Rostad summarizes his recent interview with Princeton lecturer JC de Swaan on virtue in finance.
Leading Scholars and Experts Discuss “Hard Times” for Fiduciary Rules in 2020
The Fiduciary September 2020 program featured seven programs with seventeen experts, including Tamar Frankel, Luis Aguilar, Phyllis Borzi, and others.
Fiduciary September Interviews: JC de Swaan and George Kinder
Knut Rostad interviews two special guests for Fiduciary September: JC de Swaan and George Kinder.
Fiduciary Advice: Where Do We Go From Here?
An historic realignment of fiduciary advice has snuffed out 40 Act principles. The realignment reveals a path of destruction – to the law, language and logic.
