The tragedy of Tyre Nichols emphasizes the necessity of transparency and disclosure not just in law enforcement but also in advice for investors.
Knut's Views
Southwest Will Pay for Its Failures, but will Broker-Dealers?
While Southwest faces consequences for their actions will broker dealers share the same fate by failing to comply with Reg BI?
Keeping the Republic… and the Fiduciary Standard
It is up to advisors to uphold the fiduciary standard keep each other to it, as there is little the SEC can do to force it upon them.
Why RIAs Need To Preserve, Protect and Defend The Fiduciary Standard
The Fiduciary Standard is the bedrock of the RIA business model yet the fiduciary standard is at risk if there is no one to protect it.
Why I’m Optimistic about America
Article originally posted on Advisor Perspectives Tomorrow’s election will bring gloomy punditry about America. Whatever the results, some will deem Donald Trump the winner. I just returned from visits to Oslo and the Venice Biennale International, a contemporary art exhibition. The art was great – but the repeated questions about America were not. In Norway […]
What We Learned in Fiduciary September
Knut discusses emergent themes in 2022’s Fiduciary September, which emphasizes state and private sector leadership amid SEC failure.
